Securities & Investment Banking Firm Transactions ( - indicates Berkshire Capital client )
Seller
Adams Harkness Financial Group, Inc.
Type
SEC Details
Investec (US) Incorported (Investec USA Holdings Corp.)
Parker/Hunter Incorporated
W.S. Griffith Securities & Main Street Management Company (The Phoenix Companies)
Donaldson & Co. Incorporated
Prudential Financial, Inc. (Retail Brokerage & Clearing Divisions)
CIBC U.S. Private Client Group
First Institutional Securities, L.L.C.
The Wallach Company, Inc.
SEC
Midwest Research-Maxus Group Limited
Branch, Cabell & Co., Inc.
Goepel McDermid, Inc.
JWGenesis Financial Corp.
Black & Company, Inc.
SG Cowen Securities Corp. Private Client Group
First Albany Companies Inc. Private Client Group
Lynch, Jones & Ryan, Inc.
Gibraltar Securities
Vector Securities International, Inc.
Hopper Soliday & Co., Inc, (First Maryland Bancorp)
Interstate/Johnson Lane, Inc.
Next / Page 2 of Securities Firm Transactions
Previous Page